Operations Analyst - Leading Investment Firm Job at Career Group, Dallas, TX

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  • Career Group
  • Dallas, TX

Job Description

A Leading Investment Firm is seeking a Client Implementation Operations Analyst to join their Dallas, TX team on a contract capacity, ASAP! In this role, you will enhance your problem-solving and customer service skills while gaining deeper insights into the Private Wealth Management business. Responsibilities: Understand various client account structures and the documentation needed for new accounts. Conduct due diligence reviews for new client screenings related to AML and Know Your Client (KYC) requirements. Collaborate with PWM Advisor teams to verify the accuracy of client documents and ensure timely communication with clients. Request necessary products (e.g., options, margin, debit cards) for PWM client accounts. Ensure downstream systems accurately recognize approved products and services, including cash products and client performance reporting. Resolve issues by coordinating with PWM teams, Compliance, Legal, and AML departments. Work on enhancing workflows and processes for account opening. Skills & Experience: Bachelor’s degree Proficient in MS Office (Word, Excel) and web-based applications Exceptional organizational skills and good judgment Strong problem-solving abilities Ability to multitask and prioritize effectively Experience managing client expectations Excellent communication and presentation skills Preferred Qualifications: ~ Series 7, 9, 10, or 4 licenses ~ Foreign language proficiency ~1+ years of experience in the financial industry, particularly in AML, Compliance, or client onboarding within a regulatory environment Please submit your resume for immediate consideration! You can use WorkGrades to collect and manage your references for free and share them with us or anyone else you choose by visiting workgrades.com/home/candidate. Candidates with references are always preferred by our clients. Now is the most important time to stand out from the crowd. We suggest that you ensure you have updated your LinkedIn profile and that you start collecting your references early.

Job Tags

Contract work, Immediate start,

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